Catharsis in human development
John Heron
1977, revised edition 1998
Foreword
In the 1977 Foreword I wrote:
"This handbook offers a comprehensive theory of human catharsis.
Its general purpose is to provide a rationale for the aware use of cathartic
interventions in education for personal development in interpersonal skills
training. Its more specific purpose is to provide a theoretical complement
to my practical manual on co-counselling techniques. The ideas presented
here do not, of course, constitute the theory of the human
condition that underlies co-counselling, but simply
a theory.
In principle it is open to revision as a function of applying it in co-counselling
experience and practice, or in any comparable situation that allows an
experiential research paradigm to be applied. The Contents provide a convenient
conceptual map for getting an overview of the theoretical structure and
for picking out items for ready reference."
The manual referred to here is Co-Counselling Manual.
John Heron, 3rd revised edition 1998
In this 1998 revision, I have made some textual changes, and I
have rearranged the sequence of chapters, putting the first four chapters
of the first edition at the end of this second edition, in order to make
the whole thing more immediately accessible. These four chapters, Chapters
4 to 7 below, present a theory of human nature and the human condition
which underpins the discussion of issues in the first three chapters.
The 1977 first edition already pointed beyond itself in the following
brief statement: "The fact that the intrinsic stresses of the human condition
are such that human behaviour can break down into distorted and perverted
forms is itself a kind of meta-challenge - to transpersonal development,
in my view. The first order challenge of the stresses is to personal and
interpersonal development, but the continued vulnerability of this
achievement is a second order challenge to cultivate the wider reaches
of human awareness." The transpersonal, or spiritual, dimension of human
experience is included in a variety of developmental settings in the following
seven publications. The chapter on co-creating, in the sixth of these,
most precisely articulates a theory of the transpersonal context of the
human condition, to which Catharsis in Human Development points,
and by which it is expanded.
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Heron, J. and Reason, P. (1981) Co-counselling: An Experiential Inquiry
1, Guildford, University of Surrey. A co-operative inquiry on
client states and processes in co-counselling.
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Heron, J. and Reason, P. (1982) Co-counselling: An Experiential Inquiry
2, Guildford, University of Surrey. A co-operative inquiry on ways
in which co-counsellors can handle restimulation in everyday life.
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Heron, J. (1990) Helping the Client: A Creative, Practical Guide,
London, Sage. Interpersonal skills training.
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Heron, J. (1992) Feeling and Personhood: Psychology in Another Key,
London, Sage. See Chapter 6: The affective mode: emotion. This chapter
develops further the account of personal needs and distress emotions given
below, and outlines criteria of emotional competence.
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Heron, J. (1996) Co-operative Inquiry: Research into the Human Condition,
London, Sage. Participative research.
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Heron, J. (1998) Sacred Science: Person-centred Inquiry into the Spiritual
and the Subtle, Ross-on-Wye, PCCS Books. See Chapter 19: Co-creating.
This presents a theory of the transpersonal context of the human condition.
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Heron, J. (1999) The Complete Facilitator's Handbook, London, Kogan
Page. Facilitating human development in groups.
I am grateful to those with whom I have worked in basic co-counselling
training workshops, advanced co-counselling workshops, co-counselling teacher
training workshops, in co-counselling co-operative inquiries and in international
workshops - in Belgium, England, France, Germany, Holland, Hungary,
Ireland, Italy, New Zealand, Spain, and the USA - for providing
the crucible of systematically shared experience within which the ideas
presented in this paper - and their expansion in subsequent publications
- have been developed.
See also my:
Contents
Chapter 1: The non-cathartic society
A. Human catharsis
By catharsis here is meant a complex set of psychosomatic processes by
means of which the human being becomes purged of an overload of distress
due to the cumulative frustration of basic human needs (Chapter
4: Human needs and behaviour). As defined it is thus a peculiarly human
phenomenon, attributable to a somatic being with capacities for love, understanding
and self-direction. The assumption is that the high vulnerability of such
capacities active in a physical body and world, is compensated for by a
restorative process which relieves the person of disabling tension. I shall
use the terms "catharsis", "abreaction", and "emotional discharge" or simply
"discharge" as cognitively synonymous.
That human beings are physiologically convulsive is obvious enough.
Orgasm, childbirth, defaecation, vomiting, digestion are but some of the
milder or stronger periodic convulsions that bear witness to living process
in the body. That the person, qua person, that is, qua total
psychosomatic being, is also convulsive is a notion little understood in
contemporary society. We extol the virtues of control of emotion, are embarrassed
by much overt expression of positive emotion, and are grossly under-skilled
in handling the convulsive release of distress emotions. But the educated
person is surely one who can balance all three and be competent in control,
in expression and in catharsis.
According to the theory advanced in Chapters 4 to 7, when human capacities
are frustrated to a disabling degree, the result is acute psychosomatic
tension, the mental component of which is grief, fear or anger corresponding,
respectively, to the frustrated capacities for love, understanding and
self-direction. The cathartic part of the theory holds that grief is purged
from the system by tears and convulsive sobbing, fear by trembling and
cold perspiration, anger by shouting and high frequency storming movements.
These processes are not regarded as self-indulgence, as getting
worse, as getting hysterical. They are regarded as processes that
get rid of distress, that restore the person to non-distressed, flexible
functioning again. They are processes whereby persons purge themselves
of personal frustrations. They are not to be confused with animal processes:
they only have a dramatic physical component because persons are deeply
involved with bodies, and a stress to the person is also a stress to the
body. And just as persons need educating to exercise skilfully their intellectual
potential, so too they need educating to exercise skilfully the particular
kind of emotional competence I call catharsis. Some catharsis will happen
anyway in most people at some time. But as in all other human capacities,
full and effective use requires training. This is where there is a vast
gap in current educational practice.
It is not possible, therefore, to estimate its effectiveness in a culture
where it is denigrated, mishandled and given very incomplete outlet. Hence
the need for systematic personal and interpersonal experiential research
in this area, a thorough personal schooling in the effects of catharsis
on personal behaviour. But the experience is difficult to obtain: the culture
hides catharsis (and very incomplete catharsis at that) away in a small
corner of the domain we call therapy, and the educational system is devoid
at all levels of any training in how to handle effectively human distress
emotions. One result is that all kinds of helping professionals (psychiatrists,
GPs, clinical psychologists, social workers, probation officers, nurses,
clergymen, etc., etc.) have a very imperfect idea of what to do about their
often very pronounced psychological tensions.
Hence this chapter is a central one. It addresses itself to an issue
of very great practical and educational moment in our culture. And
it makes distinctions that are crucial for the effective introduction of
cathartic competence into educational practice. The notion of an educated
person as one who, inter alia, is skilled in controlling all kinds
of emotions, when appropriate, is skilled in releasing distress emotion
in an appropriate manner, time and place - this is a sophisticated notion
that is far beyond our current educational ideologies.
B. The non-cathartic society
It is not too extreme to characterise our society as non-cathartic. Child-raising
practices are largely anti-cathartic: from the earliest years children
are conditioned to deal with their distress emotions of grief, fear and
anger, by controlling and containing them, by holding them in. Little boys
don't cry, little girls don't get angry; little boys and girls soon learn
that social acceptance is only won by the complete hiding away and burying
of their personal hurts.
The reason for this is not far to seek: a profound parental compulsion.
The parent cannot tolerate in her child a release which she cannot tolerate
in herself. Hence the vicious circle of repression rolls through the generations.
The father who has spent 20 or 30 years maintaining defences against his
distress, and who is very closely identified with his own child, cannot
bear the outpouring of similar distress in that child: he is compelled
to suppress the child's catharsis by persuasive "sympathy", by cajolery
or by threat.
The younger the child the greater the tolerance of catharsis. But roughly
speaking, any child of 8 years old is expected to know how to hold it all
in. Girls are given rather more permission to cry than boys, boys a little
more permission to be angry than girls, but the common repressions are
much more weighty than the minor differential permissions. The cathartic
release of fear is totally tabu at all times and for almost all ages. Laughter
is the only form of culturally acceptable release of tension. And although
tears among adults are accepted as an inevitable response to great traumas
such as death and disaster of all kinds, the tearful one will often be seen
trying hard to contain the tears that will insist on pouring out, while
the sympathetic bystanders however supportive they are nevertheless expect
that sooner or later these efforts at control should become soberly successful.
Some people of both sexes have entirely lost the ability to discharge grief,
even when the great traumas strike, and can be seen immobile, totally alienated
from the depths of their own emotions. In the non-cathartic society, the
hallmark of adulthood and "maturity" is the ability to repress distress
emotions; and when such emotions do succeed in bursting out from behind
the dam, social embarrassment, shame and guilt rapidly try to make good
the breakage in the wall.
What the parents begin, the schools and colleges complete and hospitals
cement. While all the great organisations and institutions of our society
run on widely accepted tacit norms of emotional repression. The positive
side of all this Apollonian control is that control of emotion is
a necessary condition of effective fulfilment of the task, whatever the
task may be: discipline of emotion is one of the great human skills that
make great social, intellectual, technical and cultural achievement possible.
The negative side is redundant control, repressive control, the inability
to balance the claims of discipline and control at one time and place with
systematic release of distress and tension at other appropriate times and
places. Hence the repressive, alienated air of schoolroom, office, hospital
ward: no provision is made for, no acceptance is given to, the very human
need of human beings to restore themselves to the full vigour of their
humanity by the complete discharge of the stressful consequences of their
vulnerability. In the non-cathartic society, alienated humans repressively
seek to hide their vulnerability under the appearance of strength, rather
than find their true strength through the cathartic acceptance of their
vulnerability.
The consequences of all this are that distorted behaviour in all forms
is rampant. Violence, eruptive and overt, or institutional, abounds. Anomie,
listlessness and ataraxia are the order of the psyche. Intimate relationships
are smouldering or flaming realms of lucifer. Psychogenic aetiology sweeps
like a tide through the GPs' consulting rooms. Sensational distractions
from the ache of buried distress mint fortunes for their practitioners.
Technology and centralised bureaucracy combine to maintain the passive
alienation of person from person in every neighbourhood. The nuclear family
is a lethal breeding ground of distorted social practices especially repressive
child-raising practices. Education alienates intellect from emotion. And
so on and so on.
Meanwhile the number of professional helpers increases. The non-cathartic
society abounds in helpers and helping agencies of every conceivable kind
proliferating, throughout the medical services, the social services, the
educational services, industry, commerce and government. This is the great
helping distortion, by now very widely institutionalised throughout our
society. I call it a helping distortion because its practitioners daily
meet humans locked into distorted behaviour by repressed distress, yet
do everything for those humans except train them to find ways of
releasing the distorting distress. The result is, of course, that the practitioners
themselves experience a subtle but profound sense of human impotence and
frustration in their work, and their own level of distress rises accordingly.
Yet their very adoption of the "expert" helping role maintains a defensive
repression on this professionally induced distress. The result is a scandal
of unacknowledged intrapsychic tension among the helping professionals
of all kinds, about which a collusive silence is maintained, but to which
the suicide figures bear eloquent testimony.
Diagnosis, labelling, interpretation, analysis, assessment - a kind
of endless intellectual prodding and poking of the client - is the favoured
device of the helper to keep both the client's distresses conveniently
at bay and repressed, and above all to keep the helper's own distresses
firmly battened down, so that at no time will the issue of the helper's
cathartic competence be allowed to come to the fore. A diagnosis a day
keeps distress at bay. Helper and client are locked into complementary
distortions, and so sustain from without what was originally set up from
within.
Of course, this account of our type of society is a caricature. It overlooks
the abundance of intellectual skills, of technical and vocational skills,
of political and organisational skills, of aesthetic and cultural skills.
Yet if we just let our vision operate on the planes of emotional and interpersonal
competence, then it becomes evident, I suggest, how universal "illaffectiveness"
(as the correlate of illiteracy) is, and probably more so among the highly
literate.
C. Dogmas of the non-cathartic
society
I suggest in Chapter 4 that the rigid society is the institutionalisation
of distorted and perverted behaviour rooted in unresolved distress. I here
look at this process rather in relation to our own society. The culture
has a legacy from the past of tacitly accepted dogmas that are still very
pervasive in our social and educational practices. These dogmas I see as
the distorted ideology that is a function of occluded and unidentified
distress, both primary and secondary.
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The dogma that intellect is the prime differentium of the human being
This Aristotelian dogma holds that intellect is that capacity which
above all, in its developed phases, distinguishes humans from animals.
It is the assumption of our whole secondary and tertiary educational system.
We have no concept of an educational system that would give equal significance
to human capacities for love, understanding and free choice. The associated
dogma is that intellect is to be used not only to control and regulate
emotions, but also to repress and contain distress emotions. One result
is that we have an educational process in which the exercise of
intellect is alienated from human emotion and intelligent self-direction.
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The dogma that human nature is inherently bad. Christianity developed
the contradictory notion that the human will is free but at the same time
has an innate internal tendency to go bad, to make nasty choices. The doctrine
of innate nastiness survives in the Calvinistic rigours of psychoanalytic
theory, in theories of innate aggression in humans, which unmasked are
simply theories that people are inherently malicious. Anyone who works
in any depth with human beings in our society will over and over again
come across this deeply ingrained and compulsive recording, playing at
almost unconscious levels of the system, which asserts in a hundred ways
"I'm no good". Basically it acts as a control pattern that holds in a great
deal of distress. The educational (and the therapeutic) process lacks any
notion of the celebration of personal being, the conscious affirmation
of authentic humanness. Adults are deeply embarrassed by the process of
openly declaring their own worth.
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The dogma that virtue is self-punitive. That what we ought to do
necessarily involves a negation of what we want to do; that what is good
for us, like education and training, is necessarily also rather painful,
frustrating and unpleasant; that the aroma of deliciousness that surrounds
"secret vices" can never have its equivalent in the probity of the good
life. This is the dogma of moralistic oppression, so widely prevalent in
child-raising and education, in which punitive "shoulds" and "oughts" and
"musts" are set over against, and indeed used to frustrate, the fulfilment
of basic human capacities. The educational process in home and school and
college has not yet in practice transvalued the concept of what
I ought to do into the concept of what all relevant things rationally considered
I deeply want to do. The oppressive quality of old-style moral acts needs
to be replaced with the exhilarative quality of acts that celebrate the
flourishing of human capacities in all concerned.
These three dogmas are all mutually interlocking and help to maintain each
other. In my experience of working with people on their own growth and
development, they are still very pervasive in our culture and echo in a
multitude of ways throughout our child-raising and educational practices.
When through cathartic and other processes, human beings climb out from
underneath them, the dogmas are revealed for what they are: the ideological
deposit of many centuries of unidentified and unresolved distress in humans.
Nor is the mechanism of this deposit difficult to understand. Once a
human being gets caught in the trap of compulsively trying to occlude the
dull ache of buried pain and distress, then the intellect will rapidly
be harnessed to the task. To the unaware distressed human, the realm of
human emotion presents itself as one of pain and distortion, resulting
in behaviour that can be a grotesque caricature of animal life. The pure
intellect, however, can become functionally autonomous for brief periods,
giving temporary relief from the obscure ache of distress, entering a world
of generality, clarity and logical connection - as distinct from the everyday
existential world of particularity, obscurity and human connection. Logic,
mathematics, scientific inference, conceptual analysis and synthesis, are
on one rather partial interpretation, some of the most potent and refined
anodynes for hurting psyches. Small wonder, then, that the intellect came
to be regarded as the supreme distinguishing principle of human beings,
and that for a certain type of human being intellectual activity has a
curiously compelling, and frequently an entirely compulsive, appeal.
The compulsive intellect, keeping pain buried, will necessarily be unable
to grasp the connection between human vulnerability and an overload of
distress on the one hand, and distorted and perverted human behaviour on
the other. Caught up in the mechanism of repression the intellect will
acknowledge only the distorted behaviour and devise a repressive theory
- that people are inherently nasty - a theory whose sole function is to
keep out of consciousness the buried pain and thereby the positive potential
that it occludes. If you insist that people identify their very selves,
their given natures, with what is in fact an overload of distress distorting
behaviour, then you guarantee by your theoretical prison that the underlying
distress will never be released. The psychodynamics of certain parts of
Christian theology will repay careful analysis.
Finally, the repressive intellect, identifying distorted behaviour with
the intrinsic nastiness of people will produce repressive morality as a
corollary. The expression of each inherent nastiness in people is to be
controlled by the exercise of intellect and will: duty is a demand of reason
or of God or of both set over against the domain of human inclination.
Blind to and repressive of deep personal distress, each moral theory demands
that people control distorted behaviour while occluding the only effective
means of so doing - the release of hidden pain. Hence oppressive morality
tends to be compulsively hypocritical, its protagonists lapsing in private
into an array of secret distortions or "vices" that symbolically, act out
their denied distress and frozen human needs.
There are, of course, extensive practical corollaries of these three
pervasive and interrelated dogmas, and I will only enumerate a few of them
here. In general, the culture maintains a sharp focus on verbal interaction
and is stereotypic in and blind to non-verbal interaction. People tend
to work compulsively at their set task, while remaining remarkably unaware
of the complex array of interpersonal processes that accompany it and interact
profoundly with it. Anxiety and insecurity are fended off by doing, but
arise paroxysmally when it is just a matter of being and becoming. It is
easier to analyse, generalise and intellectualise than relate in an aware,
authentic, open, warm human way. Supportive confrontation is an unknown
art, since buried anger distorts every attempt at it into anxious and non-supportive
attack. So the constructive working through of interpersonal tension and
conflict will tend to be avoided in favour of evasion, manipulation, wheeling
and dealing, backstairs politics. Authoritative modes of intervention are
compulsively used where facilitative ones would be more appropriate and
life-enhancing. Nurturance needs are confused and conflated with sexual
needs, physical contact and human warmth is confused with erotic contact
and sexual desire, so the whole culture cheats itself of warm supportive
human physical interaction. The culture is generally sex-negative, since
there is no tradition of sex-positive theory and practice. Compulsive sexuality
abounds: the pursuit of orgasm in a maladaptive attempt to alleviate the
ache of buried distress, which can only adequately be released in other
ways. People tend to have negative body images, and the celebration of
the body, of movement, of sensory awareness is not part of general education
and culture. And so on.
D. Catharsis in the non-cathartic
society
However, no society can be totally devoid of cathartic outlets, for the
result, on this theory, would be such an intolerable overload of tension
that social behaviour would break down completely. Hence it is instructive
to consider how tension is maintained below the threshold of total breakdown.
Here are some possible outlets or partial outlets.
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Dreaming. The kind of dreaming in sleep associated with rapid eye
movements may well have a cathartic effect. Such dreaming involves a minor
physiological storm or convulsion. When human subjects have enough sleep
in terms of number of hours but are also deprived of such dreaming, their
incidence of distorted and distressed behaviour increases. People may wake
from nightmares sweating, trembling, crying out or sobbing. Small children
appear to undergo some profound cathartic process in night terrors, when,
wide eyed, they tremble and scream and sob. Alarming to the parent, this
is probably a blessed safety valve to the child. Unresolved distress, one
may hypothesise, can loom up in the form of disturbing dream imagery that
can blow the closed circuits of repression and precipitate a general catharsis.
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Drama. That drama has a cathartic and purging effect is an ancient
doctrine. Before the advent of TV, large numbers of people went regularly
to the movies, now an even larger number spend much more time in front
of the TV set. On the big and on the little screen dramas proliferate:
the viewer's own fear, anger and grief rise above the threshold into consciousness,
safely projected onto the characters in the unfolding plot. Presumably
there is some dawn of catharsis here, which may be given freer reign as
tears roll discreetly down the cheek. But usually what the drama fruitfully
starts off in the psyche of the viewer, her repressive mechanism quickly
shuts off, as the credits roll or the lights go up. Hence the viewer is
in a repetitive double-bind: the drama pulls toward personal catharsis, but
the conditioning says it is only a story and cuts the personal release
off. Hence the viewing of screen dramas can itself become a kind of compulsive
pseudo-release. If you are moved by a drama, try following up the associations
to your own life, after it is over, and let the purging go on freely. The
novel, the short story, the play read rather than viewed, may have a similar
effect.
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Music and poetry. For many people the aesthetic emotions aroused
by music and song may have an intermittent, incidental, cathartic effect
in an overflow of tears. The same applies to poetry. Conversely some music
way be used as a decibel laden anodyne temporarily to blot out the obscure
ache in the gut.
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Competitive sport, vigorous bodily activity, dancing. Some top layers
of fear and of anger may be superficially eased by these activities, and
by vociferous spectators of them too.
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Response to nature. I know people who are moved to tears by trees
and flowers, by sudden vistas of mountain and valley, by oceans, seas and
rivers, by dawns and sunsets, stars and moon.
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Post-orgiastic catharsis. In my informal surveys some people report
that, on a relatively small number of occasions, orgasm will be unaccountably
followed by trembling, sobbing, laughing. This is usually in the context
of a deeply intimate and loving relationship.
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Permissive intimacy in the family, between friends and lovers. In
such intimate settings, a greater or lesser degree of catharsis will be
tolerated, accepted, or even actively supported and encouraged.
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Transpersonal activities. For some people, prayer, worship, praise,
meditation may have incidental cathartic effects.
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Laughter. This is probably the primary source of cathartic relief
in our society, discharging the light fears and angers of social embarrassment.
But notice the significant pall when the laughter dies, the comedy ends:
as though there is a brief glimpse of the deeper layers of distress temporarily
uncovered by the release of laughter - but there is no facility to deal
with them, so on with the show, on with life.
Chapter 2: Human catharsis
A. Catharsis as such
The following account is based on intensive work done in co-counselling
over many years. The focus throughout is on the discharge of what I have
called personal as distinct from physical distress.
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The discharge of grief occurs through crying and sobbing. The repressed
client will permit the tears but restrain the sobbing, yet the deeper layers
of pain are released in uninhibited convulsive sobbing. Aware physical
support, holding, embracing may be needed by the client for her to feel
secure enough to allow this convulsion to occur. As the physiological process
occurs, the pain of separation, of love frustrated pours into consciousness
and is fully experienced.
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The discharge of fear occurs through trembling and cold perspiration.
The limbs, hands, head and neck and trunk, jaw are caught up in a high
frequency trembling, while the person experiences the fear of the unknown,
the unfamiliar, the psychological invasion or threat, of lack of comprehension.
The fear discharged may be a fear of unfamiliar positives such as love,
ecstasy, orgasm, pleasure, as well as unfamiliar negatives. Fear especially
seems to lock and block automatically in the system, and it can be a revelation
to the withdrawn, dogmatic, isolated person to experience the dissolution
of that rigidity in the release of fear.
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The discharge of anger occurs through an uninhibited high-frequency
burst of sound and storming movements. It is righteous indignation mobilising
the breath, the voice and the whole musculature, arms, legs and pelvis:
the protest "How dare you!" released somatically. Repressive controls inhibit
sound and movement through muscular contraction: and the client will often
need training and encouragement to remove these blocks. The associated
experience is that of extreme, fiery indignation and protest.
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Anger at the level of personal frustration, when human autonomy is interrupted
and interfered with, is a kind of spiritual anger. In my view its discharge
is only effective when it is entirely harmless, that is, when it is released
onto old cushions, mattresses or into the air. The discharge of anger needs
to be carefully distinguished from aggressive attack, which I see as a
distortion resulting from undischarged fear and anger. There is all the
difference in the world between the tone of "How dare you!" and the tone
of "Take that! And that!" The theory holds that destructive, aggressive
behaviour in humans will decrease as a function of its underlying repressed
fear and anger being harmlessly discharged. This distinction is quite crucial
when it comes to the effective education of those who are acting out in
very destructive ways. When a person is breaking up property, other people
or herself, her attention is displaced away from and is avoiding experience
of the full force of deep inward fiery outrage and protest: it is a maladaptive
attempt to deal with the buried anger. Aggression grapples with the opponent
to avoid experiencing the pain of outrage. This notion of a spiritual,
human anger and its need for a consuming, intensive but harmless release
is very little understood in the culture. But the need for education here
is enormous, for repressed anger is acted out in a great deal of physical
and verbal battering.
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The discharge of embarrassment occurs through full, uninhibited
laughter. The top layer of embarrassment appears to be a light social fear
of what other people will think, say or do about one's appearance or behaviour.
A slightly deeper layer is that of light indignation at such intimidation.
The combination releases as laughter. A person who is open to the release
of distress will find that laughter may pass over suddenly into the trembling
release of fear or the storming release of anger, deeper tensions which
the release of surface embarrassment uncovers. As the laughter of embarrassment
rolls off, the experience is that of the break up of the previously unidentified
rigid fear of the opinion of others.
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Embarrassment presents itself congealed in repressive solemnity, sobriety,
seriousness, which has a rigid, inflexible quality, trapping the lightness,
the brightness, the flexible awareness of the true human beneath it. As
the laughter rolls, the flexible human beams out, and the solemn mask falls
temporarily away. There is no more delightful sight than seeing a person
beaming with laughter, a full release of embarrassment for the first time,
the old controls trying to slip the mask on again but failing since a fresh
burst of laughter sends the mask once more clattering to the floor. Embarrassment
is clearly a very substantial part of human distress at the personal level.
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The human spirit or person, I believe, is innately and spontaneously light
and joyful. The roots of embarrassment lie in the social intimidation or
repression of this innate spontaneity. The growing child quickly gets the
message that the abundance of her spontaneous joy is not socially acceptable,
indeed is intolerable to the distressed adults around. Fundamentally, what
embarrassment represses is the easy, elegant joy of the child - but not
simply of the child but of the authentic adult too - hence the laughter
that discharges embarrassment is very close to and often continuous with
the laughter that expresses delight and joy in being human. Human development
groups that never sparkle with richly human laughter still labour under
a weight of unidentified and unresolved embarrassment.
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The discharge of guilt and shame. Guilt or remorse is to be distinguished
from shame. Guilt is the distress emotion that can arise with the realisation
that one has hurt another person, whereas shame is the distress emotion
associated with the realisation that one's behaviour has been inadequate,
has let the side down, has fallen short of expected standards, even though
nothing hurtful has been done.
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Furthermore there is a crucial distinction between redundant guilt and
shame, and genuine guilt and shame. The former arise in a person indoctrinated
with false and inauthentic values: a person feeling both guilt and shame
about sex within a loving marriage; a man feeling shame at sobbing when
someone he loves dies; a person still feeling guilty about wanting to reject
what she can clearly see to be false and unjust authority, whether religious,
political or domestic; and so on. Genuine guilt arises when a person has
insight into the hurtful effects on another caused by her behaviour, where
such effects were avoidable and served no wider constructive purpose. Genuine
shame can arise when a person through some lapse or oversight or compulsive
irresponsibility falls short of a valid social standard: defaulting on
an important appointment, producing sub-standard work.
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Redundant or false guilt and shame are really chronic forms of embarrassment
and will usually discharge off as laughter together with some release of
fear and anger through trembling and storming. Genuine guilt is like self-generated
grief: the special kind of grief that follows from knowing that I have
rejected the need of the one I have hurt to be loved, and that I have frustrated
my own need to love that person. The primary discharge of such guilt is
through tears and sobbing where the pain of guilt is intense. There may
well be some associated anger too - frustration at the particular set of
circumstances that interrupted my capacity to take intelligent choices
in the situation. Finally, laughter will resolve any penumbra of false
guilt that may have gathered around the genuine guilt.
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Genuine guilt is often a higher order or reflexive distress: I distress
myself still further because my already distress-distorted behaviour hurts
another person. Genuine guilt often gets taken over by the already existing
repressive controls, so that a person entertains compulsive guilt rather
than release and experience in full the pain of the underlying self-generated
grief.
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Genuine shame, where others have been disappointed rather than hurt, is
an altogether lighter form of distress. It is, if you like, genuine embarrassment,
and as such it will discharge in laughter; although of course there is
the deeper issue of what led to the sub-standard performance in the first
place. What I have called embarrassment in the previous subsection is really
redundant, false shame, but of a continuously present, socially pervasive
kind, whereby the person's authentic self-expression is intimidated by
false values programmed into the psyche, a programme which is triggered
to play in almost every social situation.
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The discharge of disgust. Disgust is a distress emotion closely
associated to physical nausea, hence part of the discharge may be a genuine
vomit reflex or a symbolic or pseudo vomit reflex. Disgust, as a personal
distress, as distinct from the purely physical disgust reaction to an unpleasant
smell or other noxious stimulus, is a distress emotion that may arise in
response to chronically distorted behaviour in oneself or in others. Apart
from the actual or symbolic vomit reflex the discharge of disgust largely
reduces to the discharge of fear through trembling, since in my view the
core of personal disgust is fear at the invasion of the psyche or of relationships
by blind, irrational, distorting energies, with associated grief at the
interruption of shared loving thus induced.
-
Compulsive and distorted sexual interaction may result in a combination
of personal and physical disgust in which nausea, fear and anger will be
interwoven components.
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The discharge of boredom. Boredom, like guilt, shame and disgust,
can be a reflexive distress. Behaviour already shut-down and distorted,
so that genuine options and possibilities are internally restricted, the
person feels bored. It can also be a genuine frustration induced by an
uninteresting meeting or encounter. The underlying core distress appears
to me to be anger, and is discharged accordingly.
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The discharge of physical fatigue and tension as such. All catharsis
of personal distress involves a release of somatic as well as emotional
tension. But there are clearly physical tensions sui generis, such
as fatigue and muscle tension that cannot be reduced back to psychogenic
factors. The discharge of these appears to involve deep, repetitive yawning
and stretching.
B. Components of cathartic release
Catharsis is much more than mere emoting, A comprehensive account includes,
in my experience. the following:
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Balance of attention. The person
is aware of, in touch with, the distress emotions, but also has some awareness
focused outside the distress - on the supportive presence of another person,
on some thoughts, words that contradict (but do not repress) the pain of
the distress. When attention is balanced in this way between the distress
and what is outside it, a psychodynamic leverage is maintained that tips
the distress emotions into discharge. Buried pain, when strongly activated
just below the threshold of experience of it, soaks up awareness and attention:
the client is in a heavy, down, immobile, depressed emotional state and
is either heavily resistant to catharsis or cannot elicit it if she wants
to. When a person is sunk or swamped by heavy distress in this way, then
she needs to take some attention away from distress emotions (without repressing
them) in order to liberate enough conscious slack in the system to free
the discharge. If I go away from distress emotions but remain open to them,
then by the play of opposites they are ineluctably drawn upward from their
buried place toward discharge, If the whole psychosomatic system is absorbed
in and tight with tension, release of tension cannot get started. The person
needs consciously to disidentify a little from the taut system - then the
liberating discharge can commence.
-
There are actually two complementary principles involved in this disidentification:
the initial loosening of the system, and the drawing power of contradictory
assertions - that is, thoughts and words that contradict or are quite outside
the gloom generated by the hidden distress have the effect of drawing that
distress out into discharge. This notion of contradicting or moving away
from the inner gloom in order to bring its underlying buried pain into
discharge is an elegant principle of unfailing practical potency.
-
In general, balance of attention means that the client always has some
attention outside the discharge process, so she is not swept away by a
cathartic upheaval that is oblivious to time, place, other persons and
even the self. She is poised between the involuntary somatic upheaval and
the arena of voluntary attention maintained outside this, an arena from
which she can facilitate and guide the release, going deeper or shallower,
coming to a close, as available time and the inner dynamic require. I have
in mind here, of course, a skilled client who is managing her own catharsis
with the supportive presence of another person, as in co-counselling.
-
Balance of attention also means that in practice the client will only work
with levels of distress that are readily available, "on top of the pile",
which she can progressively discharge in a relatively undisruptive way,
so that the daily management of life is enhanced rather than disturbed.
By working from a zone of free attention outside the distress, the skilled
client guarantees that the deeper distresses will surface slowly in their
own good time, reaching discharge point only when the person can effectively
handle them.
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The release. From the zone of free attention, the person takes off
the inhibitory control and lets the somatic convulsions - the sobbing,
the trembling, the storming, the laughing - occur, while experiencing,
opening consciousness to, the previously occluded pain of grief, fear,
anger, shame. The distress convulses body and mind, but is in turn consumed
by this acceptance. The experienced client will avoid premature closure
which cuts off the discharge before all available distress at that working
level is cleared.
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Spontaneous insight. Catharsis generates spontaneous insight, and
the insight is just as important and valuable as the release of distress
emotions. To return to the record theory, stress inhibits flexible, discriminating
appraisal so that distress situations are recorded in the psychosomatic
system in rigid, stereotypic way. Congealed distress is like wax on which
a series of stereotypic oppressor-victim situations are recorded. The mind
contracts under stress, so to speak, so that it has only a restricted grasp
of the stress situation - "he oppressor; me victim; no escape; pain and
panic, but cut it off and play possum". Elaborated by replays this record
can become a chronic distorted construct in the way a person sees and reacts
to her world. Discharge of distress has the effect of breaking up the distorted
construct, liberating the mind to make a truly discriminating appraisal
of what was really going on in the early critical incidents and in subsequent
replays.
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The person's intelligence, previously occluded and inhibited by emotional
tension, will, as the tension discharges off, spontaneously re-evaluate
the tension inducing situations and their subsequent effects. The basic
insight here is a dynamic one: the person sees clearly what it was she
as an authentic person really needed, sees how this need, interrupted and
frozen, has together with the associated pain been the hidden motive force
behind an elaborate set of distorted behaviours. Associated insights liberate
other figures in the early drama from oppressor stereotypes so that they
are seen in the round, as humans with all their facets.
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The idea that a therapist or counsellor should give the client her own
interpretations, insights, analyses, categorisations of the client's past
and its relation with the present is ludicrous to anyone who has seen the
flood of post-cathartic insight in the deeply discharged person. Interpreting
to the client is a repressive process for both client and counsellor. For
the counsellor, systematic interpretation applied to others is a form of
double treason: it manipulates the client in order to keep at bay post-cathartic
insight in the counsellor herself.
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Celebration. The liberation of distress from the human system is
simply a prelude to the celebration that follows it. This is a celebration
of human identity, of the re-emergence of specifically human capacities,
of being fully present to oneself and others. The post-cathartic person
needs space, both verbally and non-verbally, for this expressive delight
in her authentic humanness. This is the phase of emergence from the shadow,
of reclaiming the heritage of a warm heart, a flexible intelligence, an
adventurous will. This is also a phase of sharing, of reaching out to others,
of reciprocal delight.
-
On the practical side, celebration may also mean action-planning and goal-setting,
the re-organisation of personal and professional life, in details or in
substance, in order to give systematic expression to the values of emergent
capacities.
-
Amidst the heavy repressions of the non-cathartic society celebration of
self will often present itself, initially, to the uninitiated adult as
inconceivable, an embarrassing and deluded phantasy. In my experience this
attitude invariably boils down to a deeply embedded programme that reiterates
the person's innate nastiness - and this programme invariably has a strongly
repressive function. It takes courage and clarity to take the needle off
the old record and sing a very different song.
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Affirmation of the values of personal being can become a conscious meta-programme,
an intentional way of living in which a person celebrates in attitude and
behaviour, herself, others and the given world.
C. The effects of catharsis
Two immediate effects have already been covered in the previous section.
I will re-iterate them briefly here, then move on to longer term effects,
-
Spontaneous insight. This includes re-evaluation of the past traumatic
event - insight into what was really going on, together with insight into
connection between such an event and subsequent behaviour.
-
Celebration of personal being. The beaming human person, as distinct
from the shadowy distressed person, emerges through the cathartic release.
-
Break-up of distorted behaviour. As old frozen human needs are identified
by spontaneous insight, and the pain and tension that buried them is discharged,
the person now has the inner freedom and flexibility to bring those needs
awarely to fulfilment in present time. It is thus open to the person to
cease living compulsively and to choose to live intentionally - to make
conscious choices that relate fundamental needs to present realities. Catharsis
does not automatically regenerate behaviour, but it liberates a person
from distorting compulsions so that she can freely choose new behaviour.
But the conscious act of choice has to be made.
-
Nor should, in my view, a crude hydraulic model be used. Such a model might
argue that first of all you have to drain off the total pool of distress
in which paralytic distorted behaviour lurks, before that behaviour is
rendered impotent and new behaviour can begin. A preferable model is that
as soon as discharge of distress liberates enough insight into the dynamic
of the distorted behaviour, then a person can start to live intentionally.
The old distortions may still have some energy in them, may still tend
to leap out of the bushes when the situation that provokes them occurs,
but now that the person understands what makes them leap, she can choose
to replace them with alternative and more adaptive, effective behaviours.
In other words, catharsis can reduce the charge on distorted behaviour
tendencies to the point at which the person has enough attention outside
them, in their provoking situations, to choose to keep them out of behaviour
and to create new and self-fulfilling responses.
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Living in abundant time. Sustained catharsis generates a great deal
of free attention - attention that has been liberated from the constraints
of past distress. The result is a much greater awareness of present time
reality, of what is here and now occurring in the given world, with a greater
capacity to respond appropriately and flexibly to it. For many people this
is an altered state of consciousness, for ordinary consciousness so often
has a charge of anxiety on the memory of past events, which restricts the
ability to notice in a thoroughly aware way what is going on now. Distress
emotion hooked on to the past puts both very severe blinkers and a distorting
lens on perception of the present.
-
But living in abundant time is more than living in present time. It is
possible to be very here and now in terms of immediate sensory awareness
yet to be also dissociated from past and future. Living in abundant time
means being aware of what is present, with an openness to and a sense of
the re-evaluated past, and with an openness to and a sense of the emergent
possibilities of the future that are pouring into the present.
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To be very present is also to be alive to what is about to become and to
what by choice can be brought into being. Choice is very much shaped by
the creative impact of the future on the present, dynamic possibilities
elected by the will; but the freedom to make such choices presupposes an
aware liberation from and re-evaluation of the constraints of the past.
The present lived out of the future through a restructuring insight into
the past - some such aphorism as this comes close to the concept of living
in abundant time.
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Synchronous events. This is the controversial notion of a greater
correspondence between events without and development within. The assumption
is that as my own degrees of freedom increase internally through the break-up
of old rigidities, external opportunities present themselves that correlate
with the newfound liberty to explore new possibilities. Such an assumption
rests on a far-reaching metaphysical theory that the traditional notion
of efficient causality conceived in terms of sequential cause and effect
needs to be related to an entirely different notion of causality conceived
in terms of simultaneous resonance.
D. Processes that complement catharsis
It would be absurd to argue that catharsis is in and by itself a sufficient
condition of human development. I do not for a moment believe that it is
anything more than a necessary condition, needing to be complemented by
other necessary conditions before anything like a sufficient account of
human development comes into view. Some of these complementary necessary
conditions seem to me to be:
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Creative thinking. A person needs to think out what kind of a world
she wants, what her values and priorities are, what are rational means
to rational ends given the current state of play in society and nature.
Catharsis may liberate consciousness to think more relevantly and humanly,
to apply intelligence in non-evasive, non-compulsive ways. But creative
thinking is an independent act of clarification that has to be chosen in
its own right. People do not think by catharting; they only think by deciding
to think.
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Creative choosing. Goal-setting, action-planning, conscious risk-taking,
intentional living, fully self-directed and purposive behaviour: again
catharsis may liberate a person from the tensions that inhibit these processes,
but the challenge of the new inner freedom and insight still has to be
met by choosing - to re-structure the outer circumstances of life to accord
more with the values emerging within, to take initiative that enhance human
flourishing in the domestic, the social, the professional and the political
domains. The point about such choosing is that it represents the values
that have emerged by inner growth, rather than values imposed by an ideology
rooted in repressed and distorted emotion.
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Expansion of consciousness. Catharsis functions at a relatively
crude level of psychosomatic energy, involving gross somatic convulsions.
Transpersonal techniques shift consciousness onto subtler levels of awareness
and give access to a wide range of refining and cohering energies. I have
presented a typology of such transmutative techniques in Helping the
Client (Heron, 1990) together with a discussion of the relation between
the cathartic and the transpersonal. The important point, I believe, is
that the two types of process, the cathartic and the subtle contemplative-transmutative,
are complementary. Misused, either can become a systematic defense against
entering fully the domain of the other. Appropriately used, each can balance
and enhance in a life-affirmative way the other. And each may produce the
other as a by-product. Thus sustained practice of some meditation methods
may lead incidentally to the phenomenon of unstressing, when the meditator
finds herself unaccountably crying, trembling or laughing. Sustained catharsis
brings the person very fully into present time, giving acutely enhanced
perception of phenomena and taking consciousness to the very threshold
of access to subtle levels of awareness. Finally, there is an interaction
of the two approaches which is central in resolving the constraining effects
of what I have called primary distress recordings. For details of this
see the section on transpersonal direction-holding in my Co-Counselling
Manual (Heron, 1998). And for a theory that sets the whole of human
distress within a transpersonal context, see Chapter 19: Co-creating, in
Sacred
Science (Heron, 1998).
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When catharsis is misused, its practice is invariably built around with
rigid, authoritarian and inflexible theorising. Such dogma is itself a
distortion rooted in unresolved and unidentified fear of the unknown to
which transpersonal methods give access. When meditation is misused, its
practice is harnessed to repressive mechanisms so that the whole elaborate
edifice of mind-expansion buries early, perhaps chronic, distress, without
resolving it. Such distress in my view continues to have significant and
clearly detectable distorting effects on behaviour: spiritual authoritarianism,
inability of the guru to relate on a peer basis, dogmatic intuitionism,
rejection of the body, messianic delusions, compulsive proselytising, uncritical
and undiscriminating guru-worship, and so on.
-
It is useful in this respect to postulate a very general principle to the
effect that everything has to be dealt with at its own level in a manner
appropriate to that level. Somatic humans have to deal with their very
human tensions at a somatic level. Trying to deal with them entirely by
transpersonal work simply leaves a lot of unacknowledged and unfinished
business lying around - and for those with eyes to see it shows in all
kinds of systematically deluded responses and behaviours. But Reich and
some other pioneers of radical catharsis have made the complementary error:
they have rejected all mysticism and meditation as an aberration, seeing
only its repressive use, and refusing to acknowledge its liberating use.
Then they propound the somatic myth: the delusion of human development
conceived exclusively in terms of psychosomatic liberation - the free flow
of emotion in and with and through the body. They should study the literature
on out-of-the-body experiences.
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Culture of the body. Sensory awareness, conscious breathing, diet,
dynamic yoga, dance, movement and relaxation methods: all these, and others,
are ways of organising and cohering physical processes, with a significant
effect on mental processes. They can be seen as an affirmation and celebration
- non-verbally - of human identity, apart from their purely physical beneficial
effects.
-
Art. There is a close relationship between the aesthetic and the
cathartic. I have already alluded in Chapter
1 to how various forms of art may have a cathartic effect. On the other
hand, art, whether as creation, interpretation or appreciation, may have
an effect complementary to that of explicit catharsis. It provides a way
of organising, refining and transmuting emotion through the development
of and response to symbolic forms. It purges by transmutation as well as
by explicit release. While at the same time it offers a mode of knowing
irreducible to any other.
E. Cognition and catharsis
It is entirely illusory to suppose that catharsis can be separated from
cognitive processes. Here are some of the ways in which they interact.
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Theory framework. A psychodynamic theory that provides a sound rationale
for cathartic behaviour is in my view a necessary precursor to initiating
it in others. The theory itself can predispose a person to remove repressive
and redundant controls. And it provides a secure cognitive framework for
descent into the well of emotional discharge. In co-counselling training
I always start with a theory and discussion session, and only invite those
present to get into the practical work on themselves when they find the
theory a sufficiently persuasive basis for doing so. Sound theory provides
guidelines for responsible, aware release of distress emotions. And to
return periodically to review and refine the concepts that clarify to human
understanding the cathartic process, is an important part of sustaining
that process in growth-promoting ways.
-
Theory revision. If catharsis is one of the necessary processes
whereby human beings liberate their distress-occluded intelligence, as
well as their capacities for love and creative will, then that process
surely comes of age when the liberated intelligence reviews the theoretical
assumptions in terms of which it has been liberated. The cognitive and
the experiential circle round each other, ideally, in mutually enhancing
ways. What I call experiential research, and co-operative inquiry (Heron,
1996), involves two or more persons systematically in a three stage process,
which may be repeated cyclically several times:
-
They agree intellectually on a plausible psychodynamic theory.
-
They cash it out experientially on their own growth and behaviour, using
some form of reciprocal support, and for a significant period of time.
-
They review the original theory in the light of their experience of systematically
living through its practical implications.
-
Pre-cathartic open association. Following the chain of spontaneous
associations, the thoughts and images that arise unbidden - if there is
sufficient attention outside the distress - to start off a working session.
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Pre-cathartic intention. A person may start a co-counselling session,
for example, with a clear notion of what she wants to work on. The unresolved
area of distress has been conceptually identified. This is a kind of directed
or focussed pre-cathartic association: the spontaneous associations are
invited to arise around an intentional focus. Or, more elaborately, a personal
cognitive map of the distorted psyche may be made as a basis for subsequent
working: this, in fact, has already been done in broad outline by anyone
who accepts the theory framework in 1. above.
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Pre-cathartic disidentification. This means disidentifying from
distress recordings with their restricted deficiency view of the self and
the world: generating a focus of attention outside the distress as a necessary
prelude to discharging it. This means a cognitive shift: talking about
positive experiences outside the distress; reconstruing the distress experience
in a comprehensive way in order to contradict the restrictive concepts
in which it is bound.
-
Pre-cathartic cognitive reversal. This is closely related to the
previous method. It is a way of defining the cognitive shift made in disidentification
from distress: a person reverses her perspective on the distress-experience
instead of seeing it compulsively in the deficiency concepts in which it
is bound, she chooses to construe it from a wider more inclusive
and abundant perspective.
-
Cathartic insight. The discharge process itself may be launched
by the sudden identification within one's being of the buried voice of
pain or frozen need.
-
Post-cathartic insight. The spontaneous flow of dynamic insight
following catharsis, as described in previous sections.
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Disidentification and cognitive reversals in daily life. Already
alluded to above (C. The effects of catharsis
3). When old distress-distorted behaviour tendencies have lost some
of their distorting charge through emotional discharge, then the person
can effectively disidentify from them when they are provoked by the old
stimuli, and reconstrue the provoking situation in abundance rather than
deficiency terms. See my account of the reversal cycle in Feeling and
Personhood (Heron, 1992, 214-215). A classic reversal in terms of the
theory presented in this work would be to replace seeing and responding
to difficult people as nasty and unpleasant, by seeing them and responding
to them as potentially abundant humans trapped by their buried pain in
distorted behaviour: the former construct generates a limited, limiting
and inflexible repertoire of response, whereas the latter construct can
generate a wide range of flexible alternative behaviours - based on the
crucial distinction between the person and the distortion.
A central theoretical question is whether it is possible effectively to
resolve distorted behaviour by cognitive means alone, by first of all understanding
the dynamic of distorted behaviour, and then by defusing in daily life
and in contemplation distorted attitudes and tendencies as they arise.
Such defusing would mean seeing the attitudes and tendencies for what they
are, and dismantling their energy by removing the cognitive distortions
built into them. This involves both witnessing the dynamic contents of
consciousness and reconstruing them in the light of some general psychodynamic
theory. The resolution of this question is for experiential research. My
belief is that both the capacity to witness and to reconstruct can be greatly
aided by the discharge process.
F. Transmutation and catharsis
What I have referred to just above as disidentification and cognitive reversals
in daily life is a basic kind of transmutation, made possible by previous
catharsis, but not itself involving further catharsis. The distorted behaviour
tendency still has an energy charge within it, but this charge is transmuted
into constructive responses that follow from reconstruing the situation.
How we appraise a situation, how we see it, largely determines our emotional
and behavioural response to it. Congealed distress compels us to see situations
in deficiency terms - as situations that limit, deprive, oppress, restrict
- and so we respond as victims. After some measure of cathartic competence
is attained, a person can start to choose to see situations in abundance
terms, - as situations that provide new opportunities - and so respond
creatively and intentionally.
From this point on emotional and behavioural transmutation becomes
a complement to the cathartic process. If transmutation is used exclusively
without catharsis, there is some danger, in my view, of the process becoming
too cool and dissociated, with repressive distortions creeping in under
the guise of transcendental attitudes and aspirations. Or human warmth,
the capacity for open, spontaneous, reciprocal loving may diminish or never
appear. If catharsis is used exclusively and the person waits to clear
the pools of distress before restructuring behaviour, then emotional release
becomes too much an end in itself, and, I believe, a deluded one, leaving
the person a growth victim.
Where the two processes are used to complement each other, then rechannelling
can take over what catharsis started off: the person is liberated from
the crude hydraulic model of emptying all the pools of distress. But this
complementarity principle needs to be applied with great awareness, to
avoid denial of or premature closure on distress material. When the balance
is right, release of distress energy aids redirection of
distress energy into authentic behaviour, and vice versa - with a total
reduction in the amount of each in favour of spontaneously creative behaviour.
Or such, at any rate, is my working hypothesis.
Transpersonal techniques are types of transmutation and their discussion
above (D. Processes that complement catharsis
3) relates closely to this section. The same applies to artistic activity
(D. Processes that complement catharsis
5). For a more comprehensive account of this section see Chapter 8:
Catharsis and transmutation, in Helping the Client (Heron., 1990)
G. Catharsis, external displacement
and dramatisation
By external displacement I mean the unaware acting out - against other
people or the environment - of repressed distress and of a frozen, interrupted
human need. The resultant distorted behaviour has conventional and
socially tolerated forms, and socially disruptive forms such as hysterical
shouting, uncontrolled verbal aggression, physical assault on persons or
property, physical self-destruction. The point has already been made above
(A. Catharsis as such 3) that behaviour
of this sort is not catharsis, but a displacement and evasion of the pain
of the denied feelings. However, some people who are acting out
in these ways may be nearer genuine cathartic release than those whose
distorted behaviour is of a severely controlled, withdrawn and repressive
kind. So it is possible to train them, if the trainer's interventions are
sufficiently authoritative, to flip from external displacement into genuine
discharge of a potent but harmless kind.
Thus persons acting out destructively in, for example, a therapeutic
community, are re-enacting in an exaggerated and symbolic form the psychological
and/or physical violence done to them, in their early lives. Given the
setting, the possibility for a genuine fear and anger discharge is not,
in principle, far away. Persons who act out in this way, are not simply
a danger, a threat and a nuisance, but are ripe for interventions of the
skilled cathartic counsellor. An enlightened psychiatrist in a psychiatric
unit for disturbed adolescents, north of London in the UK, found that such
destructive behaviour significantly reduced after residents acquired intentional
cathartic skills.
External displacement in everyday life needs sooner or later to be interrupted,
in order to enable the person concerned to accept, experience and get some
insight into the psychological pain that is being avoided by and displaced
into the distorted behaviour. The ulterior transactions or games analysed
in transactional analysis are good examples of the kind of the widespread
displacements that occur in conventional social life.
Unresolved distress in children is rapidly displaced into distorted
behaviour: they transfer their pain into compulsive clinging, demanding,
destructive behaviour, spitefulness and malice, stubborn refusal, and in
many other ways. The skilled parent finds some supportive way of interrupting
the distorted behaviour, not just to put an end to it, but in order to
facilitate discharge of the emotional pain which underlies it.
By dramatisation I mean a form of pseudo-catharsis. It often occurs
in the early days when a client in co-ounselling is building up skills
in self-directed cathartic release. Thus a client, within the limits of
her session, may yell or scream or shout or bang the cushion with a low
frequency thud, but in a way that lacks the high frequency spontaneous
fiery discharge of genuine anger. She is really dramatising the external
oppressor's end of her distress recording - symbolically re-enacting the
violence done to her - as a prelude to discharging the fear, grief and
the anger trapped at her own end, the victim's end of the recording. After
the screaming, the inexperienced client, with the deft intervention of
a skilled counsellor, may be able to tolerate and release a genuine discharge.
Thus loud and pseudo-angry dramatisations in the client can be an effective
prelude to the true release of fear, grief and genuine anger.
H. Catharsis and internal displacement
External displacement is the socially evident distortion of behaviour by
repressed pain. The correlate of this acting out is internal displacement,
a chronic "acting in" against oneself that takes the form of repressive
control. The child can receive a double or treble invalidation:
-
Her basic human capacities may be rejected by parents and others.
-
The resultant distress may be rejected.
-
The resultant distorted behaviour may be rejected.
As a condition of social survival, the child learns to internalise these
invalidations. The resultant repressive programmes within the psyche
become functionally independent of their external sources. This is the
control pattern: an ingrained, chronic attitude of self-deprecation. It
continually says "I'm no good, my basic human impulses are no good, my
distress emotions are no good, my behaviour is no good: I should be something
other than I am". It is a burden of redundant or false guilt and shame,
which serves to sustain repression of the distress emotions and the underlying
positive potential.
To attain cathartic competence, a person needs to disidentify from this
very negative self-image, and see it for what it is - an imposed programme
that represses distress and occludes true capacities for creativity and
joy. Many people identify very strongly and unawarely with the imposed
negative self-image, so that they totally confuse their own identity with
it. The process of disidentification, accompanied by bursts of emotional
discharge, can seem very unfamiliar, uncomfortable and alarmingly liberating.
In the early stages of co-counselling a person may, with much support and
encouragement, step out of the control pattern for a brief experience of
the unfamiliar liberation, only to be seen a moment later scurrying back
into the familiar confines of the straightjacket. In the later stages,
the person acquires increasing confidence in stepping out of the control
pattern for longer periods, with the result of sustained discharge in a
co-counselling session, and creative, joyful behaviour in everyday life.
Chapter 3: Catharsis and human interaction
A. The management of catharsis
There is a mistaken assumption in our society that cathartic release in
the client should be under the direction of the "therapist". This strategy
has only a restricted though important application. There are other strategies
of much wider educational relevance.
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One-way direction by another. The counsellor initiates, directs
and manages the client's cathartic release. Technical competence lies almost
exclusively with the practitioner. This is the traditional model of psychotherapy.
It is relevant in my view only to those who have chronically disabling
degrees of distress such that they cannot initially take charge of the
process themselves, or engage effectively in some form of co-counselling.
-
This is the therapy model of personal development and is still applied
to many people who could, from the point of view of their own growth, more
usefully engage in self-directed release on a basis of reciprocal support
with their peers. Adult education, extended to include the cultivation
of emotional and interpersonal skills, will progressively take over, I
believe, a lot of the old domain of psychotherapy.
-
Two-way direction by each other. Two trained people work on a reciprocal
basis and take it in turns to direct and facilitate the discharge process
in each other. This is equivalent to non-permissive counselling, the "intensive
contract", in co-counselling. This is particularly valuable at a later
stage for trained co-counsellors, when the client's deep-seated systematic
evasions and defences are to be interrupted and broached. The counsellor
supportively but persistently encourages the client to "hold a direction"
against chronic distress, where the client tends to ease away from it,
and avoid it.
-
Two-way self-direction. Two trained co-counsellors work on a reciprocal
basis, each taking a turn as both counsellor and client. The client is
fundamentally self-directed applying cathartic techniques to herself, with
the sustained, supportive aware attention of the counsellor. Technical
competence is in the hands of the client and applied by the client to herself.
This is the "free attention" or "attention only" contract in co-counselling.
-
It may be modified by a contract which invites the counsellor to make suggestions
only when the client has lost her way, has shut down, is blocking: but
it is still the client's privilege to reject these suggestions if she judges
that they are inappropriate. This is an "occasional intervention" or "normal"
contract.
-
These two contracts constitute permissive co-counselling: permissive in
the sense that the client has freedom and space to learn how to make the
techniques effective on herself. It is essential in the start of co-counselling:
it breaks up dependency and creates a relation of interdependence between
co-counsellors in which the creative skill of the client in working on
herself is paramount. It enables a person, qua self-directing client,
to acquire a high degree of emotional competence, to take charge of and
become self-reliant in the discharge of her distress emotions. Skill in
self-directed cathartic release needs to be well established before frequent
non-permissive co-counselling is developed.
-
Solitary self-direction. A trained co-counsellor works alone, using
her skills to elicit her own cathartic release. She may use a mirror, thus
combining client and counsellor roles simultaneously.
-
Combinations. The above four types of management can be combined
in all kinds of ways, sequentially and concurrently. Two important sequences
are:
-
The heavily distressed and disoriented or deluded client starts off with
one-way directive counselling from another, until she has discharged sufficiently
to have a stable focus of attention outside her distress. She may then
move on to co-counselling - two-way self-direction - and start to take
charge of her own development.
-
Permissive co-counselling, in which persons are building up their skills
as self-directing clients, may after a period lead over into non-permissive
co-counselling. The self-directing client can be effective in dissolving
a wide range of distorted behaviours through the discharge process, yet
may thereby come to see chronic distortions that need additional intervention
from outside - from a very sharp, insightful, persistent but supportive
counsellor.
B. Techniques of catharsis
It is not my purpose here to give detailed account of cathartic techniques.
A survey of the range of cathartic interventions is given in Co-Counselling
Manual. John Heron, 3rd revised edition 1998 and in Helping
the Client (Heron, 1990). I will indicate here four basic categories
of technique. See also my Intensive
Counselling.
-
Witnessing cathartic release in others. There is a powerful phenomenon
of triggering in cathartic groups. One person attains cathartic release
together with the disclosure of past drama and trauma, assisted by the
group facilitator in front of the rest of the group. The revealed drama
together with strong emotional discharge will often precipitate the discharge
of related material in other persons in the group. This is simply catharsis
induced in the audience of a drama: here the drama is that of the client
working out past hurts from her real life; those who identify most strongly
because of similar incidents in their own past lives will tend toward their
own discharge. This route to catharsis I call external ideational.
The imagination of the audience is fired by a story line with a strong
emotional charge, and the emotions of the audience respond accordingly.
-
Internal ideation. The client works with spontaneously generated
associations ideas and memories, using a simple array of techniques to
follow the associations through to a point at which emotional discharge
of distress emotions is available. The techniques include:
-
Relaxation and reverie (as, for example, in autogenic therapy).
-
Active imagination, guided phantasy, conscious dreaming, the spontaneous
development of archetypal symbols.
-
Literal, evocative description of traumatic incidents.
-
Conscious exaggeration of unconsciously held posture, gesture and facial
expression.
-
Repetition of emotionally charged words and phrases.
-
Contradiction of defeatist and self-deprecatory statements, tones of voice,
facial expressions, postures and gestures.
-
Re-enactment of past traumas, giving full expression now to emotions that
were repressed at the time.
-
Celebration and appreciation of the truly human self.
All the while the client is picking up the sudden thoughts and memories
precipitated into consciousness by any of these simple techniques. By using
these methods to generate discharge from the first available distress material,
from the tension that is "on top", such discharge leads to the spontaneous
emergence of further material, and so on, until the client settles down
to the main working area for the session. A review of this approach is
given in my Co-Counselling Manual (Heron J, 1998).
This approach may, of course, be under the control either of the client
as in permissive co-counselling, or under the control of the counsellor
as in non-permissive co-counselling.
-
External mobilisation of body energy. This is the external somatic
approach, in which the therapist or counsellor or helper makes direct contact
with the body of the client in order to release physical tension and restriction
of energy as a means of precipitating emotional discharge. Such contact
may involve:
-
Manipulation of the limbs.
-
Various forms of light massage.
-
Deep pressure nerve manipulation.
-
Deep friction or pressure on tense musculature.
-
Pressure on acupuncture points and other trigger points.
-
Pressure on the chest to stimulate and regulate breathing.
And so on. All these physical contacts may be supplemented by verbal instructions
to the client to do this or that with bodily movement or breathing or vocalisation,
and to disclose and discharge any emotional distress material that is made
available by the physical procedures. The work of Reich, of L.E. Eeman,
and of other body therapists, has by now well established the power of
body methods in precipitating powerful discharge of early infantile distress,
and in loosening up memories that may be worked on by methods of internal
ideation.
-
Self-directed mobilisation of body energy. The client engages in
a variety of vigorous bodily movements and breathing rhythms and vocalisations,
on a purely voluntary and self-directed basis, as in bio-energetics, without
any external physical interventions, in order to precipitate emotional
discharge or loosen up memories for working on by other methods.
-
Combinations. The above may all be combined in a variety of sequences.
And they are all compatible with the client being self-directed (as in
permissive co-counselling): this applies to the external somatic approach
also, so long as the client decides when, where, in what manner and for
how long the counsellor applies physical contact. In short, all these four
methods can be used separately or in various sequences by any of the four
different ways of managing catharsis mentioned above (A.
The Management of Catharsis). Even in solitary self-direction, a person
can use externally applied physical pressure on herself, although of course
this can only be done to a limited degree. See also the comment on physiological
correlates of distress (Chapter 7, B. Disabling personal distress in
the child 5). All the above methods go for emotional discharge intentionally.
Complementary to all of them, and perhaps more important and basic than
any of them is:
-
Building the human centre. This is the process of decathexis, of
disidentification from distress and discharge, in order to affirm, actualise
and celebrate the capacities of the authentic human. This process is undertaken
for its own sake, as an end in itself: the affirmation and creation of
the values of the self-determining human being in a relation of mutual
aid with other self-determining humans. Its secondary and incidental effect
is that by taking attention away from distress without repressing it, it
makes such distress more available for discharge at other times, see: Balance
of attention (Chapter 2, B. Components of
cathartic release 1). Methods of building the human centre have been
mentioned in several of the preceding sections of this chapter. They include:
-
In co-counselling sessions or in group work:
-
Verbal celebration of self and others.
-
Non-verbal celebration of self in various forms of movement and dynamic
yoga.
-
Transpersonal techniques and exercises.
-
In daily life: creative thinking and choosing - intentionally stepping
out of distress-bound, compulsive, distorted behaviour. This, in turn,
leads over into new forms of community action.
C. Catharsis and community
A cathartic society would, in my view, represent a very mature phase in
human development. Its members would be sophisticated humans in the best
sense, combining four skills. They would be able to:
-
Control all kinds of emotions when appropriate.
-
Express positive emotions when appropriate.
-
Discharge distress emotions when appropriate.
-
Transmute distress emotions when appropriate.
Some features of such a society may be:
-
From the earliest years children are encouraged to take charge of their
emotions: their human capacities are given unqualified validation, support
and facilitation; their distorted behaviour patterns are interrupted, but
in a supportive way; their need for catharsis is fully accepted and supported
with skilled interventions, while they are also trained to manage the process
themselves and to accept and support it in others - with a due sense of
appropriate time and place. And this applies in the school as much as in
the home.
-
Where people start to take charge of their emotions, can distinguish between
compulsive distorted behaviour (in its many subtle guises) and intentional
human behaviour, and can understand their distresses and discharge them,
then they also start to take charge of their lives, to be responsibly self-determining.
Authoritarian social structures become irrelevant and intolerable. The
leader moves in the direction of facilitator of decision-making in a community
of peers. In organisational processes, there is greater emphasis on delegation,
open communication, genuine consultation, participation in decision-making,
and consensus.
-
The educational process abandons the exclusive pre-eminence given to intellectual
and technical competence, finds ways of giving space for the acquisition
of emotional and interpersonal competence, and facilitates self-assessment
and self-direction as central to learning. The process of learning - in
its intellectual, affective and elective domains, relating self and peers
- is as important if not more important than the product. Education and
community action and involvement are more closely interwoven. Affective
education replaces old-style psychotherapy.
-
The helping professions start to deprofessionalise themselves in the sense
that their function becomes increasingly that of training a whole range
of peer self-help groups in the community, from co-counselling to mutual
technical and social aid of various kinds.
-
The dramatisation of distress through ideological stereotyping and scapegoating
of political and economic opponents is seen for what it is, so that increasingly
rational roles and values can overlap in the same person: thus the same
person, through social re-organisation, may combine in different ways at
different times and with different weightings, the roles of worker, manager,
owner; or with respect to different political issues the values of the
radical and of the conservative.
-
Nuclear families dissolve more into communal interaction. Neighbourhoods
become dynamic communities involved in social, aesthetic and political
action.
-
Gender rigidities are dissolved, so that men are liberated from the straightjacket
of the masculine stereotype, and women from the feminine stereotype - with
much greater reciprocity and equivalence of role and function.
-
Sex-positive attitudes abound. With the weight of repression lifted, sex
is seen for what it is, the imaginative and loving celebration of human
life, its only regulative norm being the minimisation of personal distress
and the maximisation of human flourishing.
In general, those who on a basis of reciprocal support accept catharsis
as a necessary (though not sufficient) means of liberating their distress-occluded
potential, will also need to find new ways of living, working and creating
together in community, new forms of social and political action - in order
to give that potential adequate expression.
Two distortions can occur.
-
A person may turn to personal growth as a way of avoiding the issues of
social, political and economic change: we then have a warm, loving, open,
authentic person, who is in some way parasitic on a repressive social system
which she is in no way committed to change. She gives no thought to the
big structures, to the issues involved in changing them, or to plans to
change any social structures big or small.
-
On the other hand, a person may turn to political radicalism in part as
a defence against dealing with repressed distress emotions: in this case
revolutionary fervour may to a significant degree be the acting out of
denied emotions, the chronic fears and angers of childhood interference.
When such a revolutionary comes to power, we may expect to see the repression
acted out in the classic form of an oppressive dictatorship on behalf of
the masses.
The complementary poles of personal growth and social change both need
independent attention: neither one can be a substitute for the other, nor,
I believe, does either one have any necessary precedence over the other
- rather they are correlative and mutually supporting activities.
The discharge of anger is sometimes objected to by social radicals on
the grounds that it defuses social action, takes the mainspring out of
its motivation. I believe this is a delusion. The problem for most people
is to get in touch with the anger that is denied by the repressive social
system of which they are a part. To start to discharge such anger is, in
my view, to start a momentum toward effective social action. Once
the discharge process begins and some insight into the repressive social
structure is gained, then the person can start intentionally to re-channel
some of the energy into relevant action. If there is no catharsis at all,
there is the much more real danger that repressed anger from many sources,
personal and social, if it does not lead to depressive alienation from
all social effort, may lead to compulsive social action that is ill-judged,
misplaced and relatively ineffective, or simply destructive.
D. Catharsis and orgasm
Reich thought that the repression of sexual emotions lay at the root of
rigid, inhuman and oppressive social systems. This is too exclusively a
somatic approach and is only part of the story in my view: it is the whole
range of distinctively human capacities as such that are occluded by distress,
and the resultant distortion includes a distortion of the sexual function.
I would like to suggest here both an authentic sex-negative theory (as
against old style and repressive sex-negative theories) and a sex-positive
theory.
-
The authentic sex-negative theory The orgasm cycle is quite distinct
from the cathartic cycle, in the sense that orgasm as such does not unload
fear, anger, grief, embarrassment, from the psychosomatic system, whereas
catharsis does. The number of orgasms a person has, appears to have no
effect on the reduction of distress-distorted behaviour, whereas I believe
that the number of cathartic sessions a person has, does effect such a
reduction. An orgasm is occasionally followed in some people by a spontaneous
cathartic release of tears, or laughter or trembling; but in most people
most of the time I do not think it does. So it cannot be argued that orgasm
is a reliable prelude to catharsis.
-
A person in whom the cathartic function is denied, and distress emotions
repressed, is likely to undergo a distortion of the sexual function. The
repressed distress displaces into compulsive sexuality. Nor is the displacement
difficult to understand: the purely somatic release of orgasm temporarily
diverts attention from the ache of buried distress, but without reducing
or unloading that distress - hence the need to have another orgasm soon.
The result is a compulsive, repetitive use of sexual release as a maladaptive
anodyne.
-
The corollary, of course, is that the level of sexual tension and arousal
may be falsely inflated by the displacement of repressed feeling into the
sexual function, so that the person is seeking and obtaining sexual release
to a degree that has no relation to her real physical needs, but bears
blind witness to early interrupted personal needs and the distress that
surrounds them.
-
The compulsive sexual behaviour itself will show symbolic maladjustment:
the person blindly acts out in the present unfinished emotional business
from the past. Thus the petty or emotional rapist blindly acts out against
a succession of women, his repressed anger against his mother and the frustrated
longing she imposed upon him. An older woman has a series of disruptive
affairs with younger men as she blindly acts out the grief and anger and
interrupted love at the death of her eight year old son. And so on. The
sexual longing is but the leading edge of an unidentified distress and
frozen need that give the longing its direction and much of its motive
power.
-
The underlying distress may be early repressed personal distress due to
the negation of sexuality in childhood: the child's need to share love
and joy playfully through the whole of its body including the genitals,
may have been grossly interrupted by parents or siblings. Hence a hidden
incest compulsion: the interrupted need for love, together with grief and
anger at its interruption, genitally fixated and oriented to a member of
the family - this whole constellation being repressed and denied, while
at the same time being repetitively projected in a blind manner, and with
disastrous results, into the adult social world.
A more general displacement occurs from frustrated nurturance into sexuality.
Nurturance I define as the expression and sharing of the human capacity
for loving and being loved through the body by touching, holding, embracing,
stroking, caressing, where sexual arousal is absent, minimal or entirely
secondary and marginal. Human beings of all ages have strong nurturance
needs I believe, and they are distinct from sexual needs. Nurturance needs
and sexual needs may be fulfilled in relative independence of each other:
nurturance without sex, or sex without nurturance. Or the fulfilment of
one may lead over into the fulfilment of the other. Or both may be fulfilled
simultaneously, as when sex becomes the celebration of tenderness and love.
-
In the non-cathartic society there is a strong tabu on the expression of
nurturance needs, and a general tendency to conflate physical contact with
eroticism. The resultant frustration and repression of needs for warm,
human, non-erotic contact between men and men, men and women, women and
women, is displaced into compulsive sexuality - which further tends to
confirm the false assumption that sustains it. Thus both men (especially)
and women may have a compulsion to be sexually successful and active, without
any competence in the physical celebration of mutual tenderness as such
of which sexual interaction may or may not be the eventual expression.
In co-counselling, where sexual attraction arises in the context of what
was initially a co-counselling relationship, I always suggest that the
attraction is made explicit, is acknowledged and then worked on by cathartic
techniques to see whether it is the presenting indication of some unidentified
early material. What appears as sexual attraction may resolve into a frozen
need for nurturance and tenderness for and from someone earlier in life,
into incest fixations, or into other unfinished emotional business. Once
these things are dealt with, and their underlying tensions reduced, then
the sexual attraction diminishes, and the idea of acting on it becomes
irrelevant.
If the sexual attraction is acted on without intensive counselling on
it to find out whether it is distress driven, then the result can be a
psychological and interpersonal mess. The sexual relation that results
can be a collusive, self-perpetuating avoidance of unidentified distress,
which, however, continually distorts the relation emotionally from behind
the scenes. The couple thus become compulsively locked, as it were, in
a series of emotionally defensive and distorted embraces; and are mystified
to know why they cannot relate in a rational, loving and aware way.
The sexually wise person appears to be one who, in her encounters in
life, can distinguish between sexual interest, in herself and in the other,
that is rooted in hidden distress; and sexual interest the expression of
which is a true celebration of human values.
There appear to be three different types of sexual encounter:
-
Compulsive attraction rooted in distress: it is wise not to act on it,
but this is difficult if the distress is entirely repressed and undischarged.
-
Genuine attraction rooted in human values, where the total circumstances
are such that it is appropriate to celebrate these values by consummating
the attraction.
-
Genuine attraction rooted in human values, where the circumstances are
such that, while it is always appropriate to enjoy the sexual emotions
as such, it is inappropriate to act on them. Those concerned choose to
acknowledge and appreciate the emotions, but not to consummate them.
-
The sex-positive theory In the realm of authentic human encounter
and intimacy, sexual activity is a celebration of many things singly or
in any variety of combinations, serial or simultaneous.
-
The celebration and sharing of friendship.
-
The celebration of mutual tenderness, love, affection, nurturance.
-
The celebration of life, energy, vitality.
-
The celebration of the aesthetic: sexual interaction as one of the great
dynamic plastic arts - two human forms interwoven in elegant and dramatic
variations of mobile intimacy; celebration of the beauty of the body.
-
The celebration of human joy and delight in being, the sharing of personhood.
-
The celebration of the playful.
-
The celebration of the comic and the absurd.
-
The celebration of passion, desire, lust.
-
Celebration of the dynamic ease of the animal.
-
Celebration of the transpersonal and sacramental: sexual interaction as
a means of attunement to wider realities, to archetypal principles of being,
to the divine - as in Tantric yoga.
-
Celebration of parenthood, of the procreative process, of the generation
of new life.
In the non-cathartic, repressive society, either by condemnation or pursuit,
sex is given a kind of weighting it does not deserve. There is a remorseless,
a lack of freedom and lightness, of being at ease, both in the proscription
and in the permissiveness. In the emotionally open society, sex may be
seen as one of the many delights open to humans, one of many possible ways
persons can share and celebrate their human identity - and so it becomes
an elegant option, related to a physical need but not bound by it.
The human body can be seen, for consciousness, as five life rhythms,
overlapping continuously in time: the heartbeat, breathing, eating and
excreting, waking activity and sleeping, sexual arousal and sexual quiescence.
The five rhythms increase, from first to last, their time cycle: or, to
put it in other words, they decrease their frequency - the heart beats
very fast compared to the slow rhythm of waking and sleeping. The five
are also, roughly speaking, in an ascending order of flexibility or amenability
to voluntary control and variation. Nowadays by biofeedback methods people
can learn directly to influence the rate of the heartbeat. But these voluntarily
induced variations are small compared to the variations a person can induce
in the breathing cycle, which again are small compared to the ways in which
a person can choose to alter the times between eating The greatest flexibility
attaches to the sexual function: a person can vary enormously the times
between its satisfaction, without causing any physical dysfunction. Each
of the other four cycles has an outer time limit: to attempt to extend
the cycle beyond that limit leads to physical dysfunction or death.
The very great flexibility of the sexual function, combined with its
ecstatic, convulsive consummation, has probably produced in human beings
throughout history a purely internal anxiety about its management. The
primary external constraint has been that of childbirth, apart from venereal
disease. Put the internal anxiety and the external constraint together
and, with displaced distress of other kinds, we get the genesis of most
of the restrictive norms, tabus and shibboleths that have constrained human
sexuality in the past.
Today with theories such as those proposed in this work we can understand
and resolve the internal anxiety and the displaced distress. Childbirth
is now entirely under voluntary control. Venereal disease is eliminable.
Perhaps for the first time in history, human beings can claim fully the
heritage of the flexible ecstasy of their bodies. In a society where human
beings take charge of their emotions, take responsibility for their lives,
and act very awarely in relation to others, we may expect that this claim
will be taken up in all kinds of sensitive, exciting and imaginative ways.
Chapter 4: Human needs and behaviour
This chapter and the remaining chapters present a theory of human nature
and the human condition which underpins the discussion of issues in the
first three chapters.
A. Physical needs
The human being has needs, related to the structure and processes of the
physical organism, for food, drink, sex, sleep, warmth and shelter, activity,
sensory stimulation. For all practical purposes, there is virtually no
genetic programming of behaviour to meet these needs, apart from minimal
reflexes such as a sucking reflex in the neonate. Behaviour that satisfies
physical needs is almost entirely learned through the process of socialisation:
social norms prescribe the relevant behaviour.
B. Personal needs
These appear to be sui generis, discontinuous with physical needs
and not reducible to them in any way, however inter-related the respective
satisfactions of human and physical needs may be. By their very nature
they would seem to belong to a different order of reality. Their satisfaction
cannot be defined in purely physical terms, and any culturally determined
and defined limit of their satisfaction begs basic questions: Why suppose
that this culture more than any other has arrived at valid defining limits?
But in any case can any defining limit rationally be given? Personal needs,
on this model, are needs to fulfil, realise distinctively human capacities
or potentialities; and the depth, range, variety, form and intensity of such
fulfilment is virtually unlimited.
-
The need to love and be loved. The capacity here is the capacity
to care and be cared for, to be concerned for the other for the other's
sake and to be the conscious recipient of such concern, to wish the flourishing
of another and to flourish in response to a reciprocal wish. The need is
satisfied in mutual loving - a shared celebration of individual strengths
and differences; and in all those situations in which persons seek co-operatively
to provide conditions in which they and others can in liberty determine
and fulfil their true needs and interests. It seems logically odd to suppose
there can be any final limit to the fulfilment of a person's capacity for
loving. If love can be regarded, in part at any rate, as concern for the
other qua other, then the only (variable) limit put upon loving
would seem to be the number of others known to exist and expected to exist.
-
The need to understand and be understood. This presupposes the capacity
of intelligence - to entertain sets of concepts that render experience
intelligible and to be an intelligible experience for others. The need
is satisfied in mutual communication - giving and receiving sets of symbols
that give meaning to or find meaning in the world/others/self. The symbols
may be discursive as in language or non-discursive as in all forms of non-verbal
art and non-verbal interaction. Again it is logically odd to argue that
there are absolute limits to knowledge, to fulfilment of our capacity for
understanding, for we are then faced with a strange assertion that we know
there is an unknowable. There appear to be no logically discernible limits
to this fulfilment.
-
The need to be self-directing and to be freely engaged with the directions
of a greater whole. This need presupposes the capacity for choice and
for being chosen. To be self-directing is to make autonomous choices -
choices rationally made on the basis of relevant factual considerations
and in the light of values of one's own. It means taking charge of one's
life, bringing more and more (and potentially unlimited) areas of it under
the direction of explicit intention, of conscious experimentation and risk-taking.
The need is satisfied in associations in which individual autonomy is exercised
in the context of those with shared beliefs and aspirations who also exercise
their autonomy. The person takes responsibility and engages with a social
system for significant parts of which others have taken responsibility.
She is self-directing while being voluntarily subject to the directions
which others have taken on her behalf.
Some general conjectural points may now be made about these supposed three
basic personal needs:
-
The behaviour that satisfies them would seem to be entirely learned. But
there are at least three overlapping phases in the learning process:
-
Spontaneous exploration and play.
-
Uncritical adaptation to prevailing norms of behaviour.
-
Autonomous growth in which the person revises all norms and values unreflectively
acquired in the socialisation process and seeks an authentic personal way
of meeting these needs.
-
Each of the three needs was expressed above in both an active and a passive
form. It seems reasonable to argue, from considerable evidence now available,
that adequate fulfilment of the passive form of the need is a necessary
precondition of, or at any rate greatly facilitates, effective fulfilment
of the active form of the need. To be loved enables loving, to be understood
enables understanding, to be subject to facilitating directions of others
enables self-direction. Humans need to receive before they can impart,
to be nourished before they can exercise.
-
The three needs are interdependent and mutually supporting. Effective communication
presupposes mutual concern and co-operative exercise of autonomy. Fulfilment
of any one presupposes some measure of fulfilment of each of the other
two.
-
As suggested above, they are distinct in kind from physical needs, potentially
unlimited in the extent of their fulfilment, and yet the physical organism
with its needs is their primary medium.
-
When dealing with the effects of psychological and social oppression or
deprivation, then satisfying personal needs can be seen as meeting a lack,
making up a deficit, even healing a psychological wound. But in social
circumstances where human beings enable and facilitate each other, satisfying
these needs can better be seen as the pursuit of human flourishing, of
abundant living, of variety, novelty and challenge. They are concerned
with the innovative, not merely the conservative, side of life. And when
they subsume and include the satisfactions of physical need, then the latter
too take on this quality of flourishing above and beyond purely homeostatic
maintenance.
-
A further suggestion can be tentatively made. These needs seem to seek
fulfilment in two polar but complementary modes. On the one hand, there
is the tendency to self-expression, to greater distinctness, differentiation
and richness of individual being. On the other hand, there is the tendency
to self-transcendence, to greater unity, fusion and identity of being.
In both the active and passive modes, personal needs, it is conjectured,
complement the thrust of diversity with the thrust of unity, and vice versa.
The basic residual question is whether the full range of human behaviour
- from the distorted and perverse to the loving and enlightened - can be
explained in terms of relations between the total environment of human
beings, the organism and two sets of needs, physical and personal, the
behaviour to satisfy which has to be acquired through experience and is
not innately programmed in the organism.
C. Human behaviour
The range of behaviour to be explained is something like the following:
-
Distinctively human behaviour. When personal needs are fulfilled
in a relatively unimpaired way, then we have the three phases or types
of behaviour indicated earlier:
-
Playful: spontaneous, improvisatory, joyful, fun-filled, creative
-
Conventional: accepting prevailing rational norms and values
-
Autonomous: aware of, in charge of and not run by, social and psychological
processes. The sort of epithets that cluster round the notion of autonomous
behaviour are: purposive, intentional, decisive, responsible, resourceful,
innovative, risk-taking, adventurous, challenging, confronting, responsive,
attuned, accepting, flowing, going with, co-operative, conciliatory, affiliative,
communicative, corporate, political, organisational, intimate, caring,
sharing, nurturing, protective, delighted, passionate, knowing, believing,
enquiring, reflecting, problem-solving, imaginative, inventive, creative,
contemplative, insightful, expressive, elegant, rhythmic, harmonious, humorous
...
Autonomous behaviour is not other-directed but self-directed and self-creating,
with norms and values rationally adopted.
-
Distorted human behaviour. When personal needs have been interfered
with or suspended in some way and their proper fulfilment occluded and
suppressed, then behaviour is distorted into half-conscious, quasi-mechanical,
repetitive and maladaptive forms. Humans become the confused victims of
disrupted psychological processes that play themselves out in behaviour
in a relatively unaware and uncontrolled way. The point about distorted
behaviour is that it is not deliberately malicious, but is blind, repetitive,
unproductive, dissatisfying to the person who is not in charge of it. This
is the arena of the defence mechanisms in Freudian analysis, of games and
ulterior transactions in transactional analysis, of intermittent and chronic
patterns in re-evaluation counselling, of struggle and symbolic behaviour
in primal therapy. Distorted behaviour is above all compulsive. It appears
to be very widespread throughout the culture. Some common forms are:
-
Invalidation: compulsive and irrational deprecation of self and/or
others, putting self or others down, falsely blaming self or others.
-
Irrational claims: compulsive behaviour in which, overtly or covertly,
there are claims, demands and expectations which bear no rational relation
to the human realities of the situation in oneself or in others. Being
inappropriately driven in adult situations by the hidden pain, the unfulfilled
frozen needs and the imposed programmes of childhood. Emotional manipulation.
-
Rigid belief: compulsive adherence to beliefs, about oneself or
others or anything, that are not supported by the available evidence, that
are ill-conceived, incoherent, rationally unjustified. The verbal insistence
on such beliefs and the inflexible behaviour that follows from them. Prejudice.
The general theory here, to be developed more thoroughly below, is that
this sort of behaviour both contains (is a defence against the release
of), and is distorted by, unresolved and undischarged distress resulting
from cumulative early interference with personal needs. The person is only
an apparent victim of the compulsions, has some awareness of their counter-productive
repetitive nature and has the power, with appropriate training, to release
the distress, dissolve the distortions and gain insight into their genesis.
There appear to be three degrees of such behaviour:
-
The defensive: the distortions are accommodated within social structures
and may in turn distort such structures, such as the three forms given
just above
-
The defensive and the disabling: the distortions make the person
unable to observe normal social behaviour, but she knows the distortion
is a distortion, such as chronic phobias.
-
The defensive, the disabling and the deluded: the distortions not
only disrupt social processes, but the person can have great difficulty
in seeing them as distortions, such as paranoid delusions. In this case,
the person's own concept of what is distorted needs to be worked with first.
-
Perverted human behaviour. This is behaviour that is deliberately
malicious, that intentionally seeks the harm of self or others, and seeks
that harm primarily for its own sake, as an end in itself, even when rationalised
as a means to some spurious good, and even when justified as a means to
some genuine good. Such behaviour can include the use of force, threat,
torture, duress; giving lies and false information, defaming, slandering;
destructive psychological attack; brainwashing and stress-induced change;
malicious seduction in the sexual and the wider sense; supporting someone
independently bent on destructive behaviour, persistent self-destruction
or self-neglect.
-
Spasmodic: There is the sudden, impulsive, uncontrolled outburst
of destructive behaviour, a breakdown into wife bashing or child battering,
into malevolent psychological attack, into smashing of property, and so
on.
-
Chronic: The destructive perversion is repeated regularly and practised
regularly, maybe with careful premeditation and planning.
-
Institutionalised: Armies, Gestapo, the secret police, old-style
schools - destructive behaviour is applied as part of routine official
procedure. For centuries the family was another example: acceptable child-raising
practices included systematically destructive behaviour towards children.
In some instances perverted behaviour may simply be learned, adopted on
the basis of instruction by some supposed authority; in other instances
it may have the same genesis as distorted behaviour, only more so; or more
probably both explanations apply. However, compared to simple defensive
distorted behaviour, there appears to be an additional factor: intentionality
has taken over the distortions and vice versa. The chronic internal distress
is systematically, deliberately being projected onto others by means of
malicious intent. Ordinary run-of-the-mill distorted behaviour produces
a psychological mess and creates much dissatisfaction and unhappiness,
but it is free of this kind of intentional malignity. It often has pseudo-intentionality:
the compulsive behaviour is dressed up with spurious legitimating reasons.
Perverted behaviour involves a much more far-reaching distortion of intentionality
itself: it wills harm.
Another way of restating the whole of this section is to say that human
behaviour can degenerate according to an inverted Y shape:
Authentic-intention
Pseudo-intention
Malicious-intention Deluded-intention
There is authentic intention, where personal needs are meaningfully fulfilled;
there is pseudo-intention, which rationalises compulsive behaviour rooted
in minor distortions of personal needs; then there is either malicious
intention or deluded intention, rooted in major distortions of personal
needs.
-
The rigid society. Distorted and perverted behaviour seems to become
systematically congealed in social structures, creating the rigid society.
Some of its features are:
-
Steep status hierarchy - with power of decision-making vested firmly
at the top, with little genuine consultation with lower levels, with poor
downward communication about major issues
-
Rigid rules - defining lower level responsibilities but with extraneous
competition for status, power and influence among different "departments"
-
Systematic psychological oppression - of the masses on the lowest
levels, combined with political oppression and economic exploitation.
In many ways such a social system looks like the product of double distress
(see following section): distress at the physical level about food, territory,
etc., leads to an animal-like dominance hierarchy, but cumulative additional
distress at the level of personal needs distorts such a dominance hierarchy
into forms of intentional oppression unknown among animals.
Chapter 5: Human vulnerability
A primary relation between the human being and the environment is that
of vulnerability. Vulnerability and its sequelae provide a major set of
concepts for explaining human behaviour in all its forms. To say that a
human is vulnerable is to say that her needs can be frustrated and interfered
with, the result being the experience of distress and its associated behaviours.
A. Physical vulnerability
Physical needs can be frustrated by physical privations or traumas leading
to acute distress experiences such as hunger, thirst, cold, fatigue, the
pain of disease or accident or attack, sexual tension. In the animal realm
there appear to be something like emotional distress experiences involved
with some, at any rate, of the physical ones. Thus there is anger vented
in defensive or offensive aggression when the issues concern mating, territory
or food. There is fear leading to immobility or flight when under attack,
as an alternative to counter-aggression. There is grief in some species
exhibited in wailing and mourning when there is separation from parent
or offspring or mate. Human beings, it is reasonable to suppose, function
in similar ways, with emotional distresses of anger, fear and grief and
their behaviours, tied in with physical frustrations.
In animals of the same species, anger with its associated aggressive
threat or fight behaviour appears to have adaptive functions: it leads
to social cohesion and leadership by maintaining dominance hierarchies;
it makes for an effective use of available territory (and food) by separating
groups out over it; it benefits progeny by selecting out the best parents;
it protects the young. Nor, in natural habitats, is it necessarily highly
destructive: the norm is often threat behaviour or token fights rather
than serious wounding and killing, although the latter does occur. Intra-specific
aggression among animals seems more harnessed to the preservation of life
than to its destruction.
Among monkeys and apes, intra-specific aggression is stronger in baboons,
weaker in gorillas and chimpanzees, but in the wild it is almost entirely
reduced to threat displays with very little overt fighting. In unusual
environmental circumstances however, as in captivity where there may be
crowding and/or sudden disturbances, unfamiliar irritations, then all these
species can be violently aggressive to their own kind.
We do not know the sort of aggression that occurred among early hominids,
but it does seem reasonable to suppose that the human organism, physically
comparable as it is to the primates, has tendencies toward the adaptive
aggression shown among primates and, when under physical duress such as
overcrowding, to the more violently destructive aggression also